Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Bert PimentelMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.08-25-2015
Aaron Brett SuzarMerrill Lynch, Pierce, Fenner & Smith IncorporatedL & S Advisors, Inc09-06-2019
Aaron Derell HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
Aaron GoldmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-26-2012
Aaron Joseph SiskMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Aaron Mcmichael BriggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-28-2014
Aaron Moon-Young ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-10-2014
Abdul Saboor FeroghMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.08-16-2017
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Adam Anthony VannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-07-2011
Adam Christopher KoyanagiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.$50011-25-2011
Adam Jeffrey CoonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-19-2009
Adam M. LeviMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.11-02-2015
Adam Paul JolivetMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10005-24-2010
Adel Tingcay CambaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-23-2012
Adela LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-16-2009
Adelle Ramos TanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc$10010-20-2014
Adrian Padua ConcepcionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25010-01-2010
Adriana Ramos CourtsMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC11-25-2015
Afroz Azad EliasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-09-2014
Ahmed H. ElemaryMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-17-2015
Aileen Joy Mory MaligMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-30-2017
Ajanta BasakMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2011
Alan Joel SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-30-2019
Alan John LekawskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.02-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.