Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Adam M. LeviMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.11-02-2015
Adela LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$1001-16-2009
Ahmed H. ElemaryMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-17-2015
Aileen Joy Mory MaligMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-30-2017
Ajanta BasakMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-29-2011
Alan John LekawskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.02-23-2015
Aleksandra DrakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-30-2017
Alex Ka Lok ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.08-25-2015
Alex Patner LukoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.11-03-2015
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Alexander Joseph VallesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation07-18-2017
Alexander Mark DuddyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-28-2016
Alexandra Raquel DoddsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.12-11-2015
Alfonso EstrellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Alfredo PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2016
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Ali Rockman ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Ali YavariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-09-2014
Alicia MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-03-2016
Alicia Masoodeh CragholmMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.07-07-2017
Alina G. LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-18-2018
Alka V. KumarMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-18-2016
Allan Leo TentlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMark Stewart Securities, Inc.03-23-2012
Allen E. BlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 1 to 25 of 772 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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