Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gurmeet GulatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$611-13-2012
Ricardo F TrejoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-24-2013
Jeffrey MciverMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-11-2014
Rolando LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-02-2015
Kyle Thomas BroinMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC11-12-2015
Jason MATTHEW SelzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-30-2016
Lisa SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-25-2016
Gabriel E LemonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-14-2016
Rita J ThurstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-02-2017
Thomas Tan LuongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-06-2017
Dennis Michael Percell JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-15-2019
Aaron Eichhorn GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-11-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.