Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew J. KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Vanessa NavarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-31-2018
Jessica Laura WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-24-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-21-2019
Shuwei OuyangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-11-2019
Victor Sales AntonioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-09-2018
Elizabeth Nancy KnierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-20-2019
John Alexander GeresiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-26-2018
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Craig Jahncke McgrathMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.12-05-2018
Teresa Jo NinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-18-2018
Maxim GorlovMerrill Lynch, Pierce, Fenner & Smith IncorporatedGreenshields Capital LLC09-10-2018
Anto Armani ShakelianMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.05-13-2019
Jennifer Hsiu Chin FernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2019
Hector M. Gonzalez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-05-2019
Sam ChuMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-04-2019
Chandara LimMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-08-2018
Deepti BediMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-05-2018
Darren KwanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-08-2018
Eric A HallinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
Herlin Armando MezaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-01-2018
Jacqueline Chee Mon KwanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-11-2018
Julianne Emiko OshinomiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-10-2018
Scott Alan StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC03-18-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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