Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarryd M. ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWescom Financial Services07-19-2019
Jamar Daniel CokleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.07-17-2019
Jessica Laura WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-24-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-21-2019
Jennifer Hsiu Chin FernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Anto Armani ShakelianMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.05-13-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Scott Alan StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC03-18-2019
Hector M. Gonzalez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-05-2019
Sam ChuMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-04-2019
Michael Anthony MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-01-2019
Elizabeth Nancy KnierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-20-2019
Danielle Lynne CoryerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.02-14-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Shuwei OuyangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-11-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Damon Ralph CouchMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.12-26-2018
Teresa Jo NinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-18-2018
James Zheng LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC12-13-2018
Craig Jahncke McgrathMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.12-05-2018
John Alexander GeresiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-26-2018
Kris N. KasarjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
Andrew J. KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Next Page »

Showing 1 to 25 of 45 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.