Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angel Kam ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-18-2019
Christopher Mario EstradaMerrill Lynch, Pierce, Fenner & Smith IncorporatedLiberty Group, LLC10-16-2019
Kelly Lynn McKennaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-15-2019
Jorge CarranzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-09-2019
John Michael NashMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC$10010-08-2019
Simone Sabbagh BraniganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC09-30-2019
Jiangning LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-30-2019
Callie Sue TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC09-27-2019
Christopher Gia NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2019
Steven A ThuMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC09-20-2019
Aaron Brett SuzarMerrill Lynch, Pierce, Fenner & Smith IncorporatedL & S Advisors, Inc09-06-2019
Carina Marie PorterfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-05-2019
Armin Alexander NikravanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC08-31-2019
Alan Joel SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-30-2019
Esperanza MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-28-2019
Daniel Alexander YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-20-2019
Annie Pei-Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-19-2019
John TijerinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-19-2019
Arthur C. KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.08-19-2019
Farrokh FarokhiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC08-16-2019
Arjun RawatMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-14-2019
David P. MarquisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10008-07-2019
Aaron Derell HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
Yunfen Y. YeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-01-2019
Ryan Ari FreedMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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