Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean Clarke BaetzholdMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-22-2020
Jeffrey F SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-22-2020
Travis Ian McCoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-01-2020
Ian Thomas GlassfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-15-2020
Shawn D HarshmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.05-21-2020
David GodinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-18-2020
Elise-Ariana H AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-16-2020
Sean A HorsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-10-2020
Michael Allen ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.01-08-2020
Candace Lyn DoverspikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC12-18-2019
Colin McGlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-15-2019
Brian David SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Joseph Michael LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$7208-09-2019
Vincent George LavalleMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-09-2019
Daniel Steven BergayMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-17-2019
Dalton Shane WaldropMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2019
Timothy Charles LawrenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5005-24-2019
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
Brien Holt MattinglyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2018
Kaye Rene SanfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.$5008-02-2018
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-13-2018
John Michael MageeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-20-2017
Christopher John SommeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC08-15-2017
Paul Harris MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.