Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda Sue CoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Ted HamstraMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-24-2009
Jay Paul SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$109-24-2009
Mark Conrad LajoieMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC11-01-2009
Heather Lynn PachecoMerrill Lynch, Pierce, Fenner & Smith IncorporatedOld Mutual Investment Partners$5011-30-2009
Matthew Alan La MarcheMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-26-2010
Olcott Mitchell BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2010
Bryan Oliver HickelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC05-24-2010
Mark William NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-01-2010
James BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-28-2010
Kirk Miller KringelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,00010-28-2010
Lawrence Andrew TorielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-11-2010
Terrie Lynn MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-29-2010
Christopher Michael MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC$5012-17-2010
Heather Kristin RoentzMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC01-01-2011
John M. EdenMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-07-2011
Michelle Elizabeth LosassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-10-2011
Kwesi Tuere ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-21-2011
Adam Lucas WadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-03-2011
Christopher John TrinceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15007-15-2011
Anthony Adam CisnerosMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2011
Stephen Edward KwederisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-01-2011
James Lewis MosleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-27-2011
Jeanette L BeattyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.10-24-2011
Thomas Michael DenkenbergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-28-2011
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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