Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted HamstraMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Brenda Sue CoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Darwin Clair Campbell, Matthew Richard MatherlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2009
Julie Kay Lane-Bockelman, Kenneth Richard Johnson, James Steven GaveganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2009
Jay Paul SantangeloMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-24-2009
Paul Daniel ComcowichMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Heather Lynn PachecoMerrill Lynch, Pierce, Fenner & Smith IncorporatedOld Mutual Investment Partners11-30-2009
Lawrence Andrew TorielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-11-2010
Christopher Michael MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC12-17-2010
Michelle Elizabeth LosassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-10-2011
Christopher John TrinceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1007-15-2011
Stephen Edward KwederisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-01-2011
Christopher Anthony PoulosMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1001-06-2012
Scott Roger MercierMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-10-2012
Andrew Joseph PahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-16-2013
Michael Ray WillefordMerrill Lynch, Pierce, Fenner & Smith IncorporatedZacks Investment Management, Inc.06-26-2013
Jacquelyn NiedringhausMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$10008-04-2014
Wesley Dale WeiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthern Trust Securities, Inc.01-14-2015
Anthony Chevalier, Vance WhitbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$19307-08-2015
Jacqueline Rebecca Shaughnessy-SobczakMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-24-2015
Pasha GhaemiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-04-2015
Isaac Paul DaughertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-09-2016
William James BradfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-23-2016
Cory Richard KozisekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-02-2016
Augustus Bowdoin SpauldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-02-2016
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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