Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Charles GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20010-22-2010
Alan S SamahaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-27-2013
Alissa J HyresMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-24-2012
Anthony Nino DegrandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Brendan C. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Brett Andrew PetersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSentry Equity Services, Inc.09-12-2016
Brian FinkMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC12-10-2014
Brian Francis KelaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-30-2012
Brian Joseph PisacichMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-29-2012
Bryan Robert SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-24-2017
Carolyn Lewis WesterbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2015
Carrie Adele O'NeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedEssex Financial Services, Inc.08-16-2010
Caryn Rita HalbrechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrivate Advisor Group, LLC08-31-2016
Christopher Brent Metcalf, Jeffrey Howard Cole, Alison Vera MasopustMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-09-2009
Christopher Wayne Kwame ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVP Distributors LLC10-21-2015
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2016
Cynthia Anne Guertin-GileauMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Dana Lawrence QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2012
Daniel Arthur Webb, Michael J McCormack Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-07-2015
Daniel Thomas McMahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
David Joseph MozeleskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2011
David Nathan SterlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-17-2015
David SterlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Wealth Services09-17-2015
Deborah Briskin, Chris Underhill, Brian BelakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.10-15-2015
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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