Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morgan Joan DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Judith Johanna FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2019
Maureen O'Conner ZavatoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-04-2018
Francis McKiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018
Lise Anne MangiaficoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2017
Eva Maria GoutzosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-30-2017
Dmitry A IsenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2016
Andrew Scott CorpuelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-25-2016
Margaret Mary HayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-02-2015
James C. CapellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-27-2015
Peter Bruce LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-11-2014
Diony Barbaro ConcepcionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2014
Odysseus RethisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-28-2014
Alan S SamahaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-27-2013
Patricia ShieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-15-2013
Brian Francis KelaherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-30-2012
Suzanne Kay GiornoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-10-2011
Mark Nene MagnusenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2011
Edward J. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
David Joseph MozeleskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2011
James Donnelly WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-09-2011
Jason Gerald MedvecMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-31-2011
James Edward O'Rourke IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-09-2011
James Edward CurranMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2010
Ian Ben BassMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.