Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Mcguire Heckler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-06-2009
Prem B BajajMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-06-2009
Nathan Daniel PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-19-2009
Ghislaine Renee FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-28-2009
Terrence Lloyd FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-28-2009
Joseph Robert AccursoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-25-2009
Patrick William BransfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-09-2010
Stephen Peter WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-26-2010
Robert Alan KarczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-01-2010
Carolyn A VertovecMerrill Lynch, Pierce, Fenner & Smith IncorporatedVSR Financial Services, Inc.11-23-2010
Sodyk Abduvalievich KhaitovMerrill Lynch, Pierce, Fenner & Smith IncorporatedColumbus Advisory Group, Ltd.05-23-2011
Pamela Smith WiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2011
Lillie Elizabeth LoweryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-22-2011
Mohammad Seyed BassamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-18-2011
Betty Jo RennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1009-12-2011
Keisha Diane JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2011
Konstantin RusinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-25-2011
John Hugo HasenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-21-2012
Nancy Ann HartsockMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-21-2012
Talya Rahel BockMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-21-2012
Ryan Joseph LundyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-23-2012
Sean Raymond SweeneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPacer Financial, Inc.04-23-2012
William S JefferyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.04-23-2012
Gregory Bryan LawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-25-2012
Brant Melvin WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-22-2012
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.