Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adham Samir KaibniMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Andrew Christopher WilkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2014
Andrew James SheridanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Anson Trent HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2014
Benjamin Rush SemmesMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.07-22-2013
Betty Jo RennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1009-12-2011
Carolyn A VertovecMerrill Lynch, Pierce, Fenner & Smith IncorporatedVSR Financial Services, Inc.10-20-2010
Engida SewnetMerrill Lynch, Pierce, Fenner & Smith IncorporatedCassava Capital12-21-2017
Eric StromfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10002-01-2018
Ghislaine Renee Frederick, Terrence Lloyd FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-28-2009
Haywood NoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-04-2016
Jason Robert LindnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalvert Investment Distributors, Inc.06-02-2016
Jay Eric Rice Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-05-2015
Jeffrey David GregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.04-03-2013
John Hugo Hasenberg, Nancy Ann HartsockMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-21-2012
John James ForsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-22-2012
John Mcguire Heckler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-06-2009
Joseph Robert AccursoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-25-2009
Katharine Ryan LeitheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Kenneth David Kline, Michael A. BonoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$15006-11-2015
Kevin Amir JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-01-2016
Lillie Elizabeth LoweryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-22-2011
Luke D. PodburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC05-31-2018
Matthew Denis CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-31-2017
Michael Kersey BrennanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.