Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William W PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-23-2020
Laurore Bethanie Jean-PierreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.09-23-2020
Kelley Patricia SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-11-2020
Wilber AguirreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-28-2020
Robert SotoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.08-17-2020
Stephanie Clements JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.$15008-14-2020
Michael Anthony VegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-11-2020
Charles Jefferson JoynerMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.06-22-2020
Taylor BanksMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.06-17-2020
Leonardo Jose ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-09-2020
John R DobayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15006-04-2020
Cindy Lee HiersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC$5006-01-2020
Jennifer Garcia MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-15-2020
Christian David McphersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation05-11-2020
Ferid JusufovicMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-01-2020
James Anderson Horn IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-28-2020
Brent A CarrothersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-27-2020
Manuel Andres Leal SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-20-2020
Scott M Kilduff JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-14-2020
Christopher HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJack Patterson & Co.04-03-2020
Lynn Frances PadroMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC04-01-2020
Tyler Weekley TolesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-25-2020
Robert Kirk Adikes IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-25-2020
Guillermo Carlos CornejoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-13-2020
Joshua Ryan KentMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-03-2020
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Showing 1 to 25 of 577 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.