Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Francis SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-02-2009
Luis Antonio EhlersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.01-02-2009
Richard William Walesch JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-09-2009
Verlin Kim HeimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Ann Janina OstrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-12-2009
Jeffrey S SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.02-18-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-10-2009
Ziad Emil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15003-27-2009
Emile NABIL HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Floyd DEVOE JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-13-2009
Stephen Patrick McgovernMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-13-2009
Kevin Alan RubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Luther Matthew ByrdMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2009
Paul Lindsey HarpMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2009
Jill Golden Aronberg-HellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-02-2009
Jesus RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-02-2009
Pedro Paulo SilvaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-02-2009
Andre De Oliveira MendesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-02-2009
Thomas E JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-10-2009
Matthew C SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-10-2009
Brian Christopher CoatoamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-06-2009
Alberto F CosioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.08-10-2009
Laurette Maxine WynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15008-21-2009
Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-21-2009
Morris ERNESTO GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2009
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Showing 1 to 25 of 577 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.