Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley Diane DionneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Richard William Walesch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Verlin Kim HeimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-09-2009
Stephen Gerard BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. Incorporated01-09-2009
David A. VallieresMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Ann Janina OstrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$501-12-2009
Maria J. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Jeffrey Scott SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.02-18-2009
Stuart ImpeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-03-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-10-2009
Ioannis Konstantinos MitsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-11-2009
Ziad Emil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Emile Nabil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Michael James BockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-02-2009
Michael Joseph KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-03-2009
Christopher Charles AitkenMerrill Lynch, Pierce, Fenner & Smith IncorporatedStanford Group Company04-09-2009
Gordon Richard NearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
Robert Michael Burns Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$104-17-2009
Daniel Paul CradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
Steven Alan WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5004-24-2009
Cherie Dale CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Diana C. TorreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Ivan Orlando HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5004-24-2009
Michael Scott WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
William Scott Parker Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedASG Securities, Inc.05-08-2009
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Showing 1 to 25 of 1,062 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.