Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arnaldo Cunha RegoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-24-2010
Lucien SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2010
John Thanh MaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-27-2010
Jamie Bryan CalkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-10-2010
Abby S. DungeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-13-2010
Rino SchenaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-14-2010
Philip John DiblasiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-24-2010
Franz Albert KochMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Asset Management, Inc.09-28-2010
Moana N TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Julian C. Lopez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-08-2010
Gary J SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-08-2010
Ronald Stephen PricenorMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.10-18-2010
Joseph P PlylerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-19-2010
Gregory S. ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.10-21-2010
Cathleen Susan BrockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSynovus Securities, Inc.$110-22-2010
Dwight Phillip PendolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1011-01-2010
Tyler Wade StephenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-05-2010
Michael Hurshel CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-12-2010
Richard Robert DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-12-2010
Lee Anne BloomMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-12-2010
Dean Thomas LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-29-2010
Brian J. HoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2010
Travis Lee RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-29-2010
Deborah Jeanne AdeimyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-01-2010
Kelly L. DittmyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedSummit Brokerage Services, Inc.12-09-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.