Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Daniel Jose Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 11-12-2013 |
| Loc P Le | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fifth Third Securities, Inc. | — | 11-21-2013 |
| Daniel Charles Esslinger | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Barclays Capital Inc. | — | 12-11-2013 |
| George Luis Salguero | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $50 | 01-06-2014 |
| Jeffrey Bernard Brok | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $100 | 01-09-2014 |
| Jerry Scott Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $150 | 01-10-2014 |
| Mark David Strynar | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $150 | 01-10-2014 |
| Donna Geist Higbee | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | — | 01-28-2014 |
| Ryan Douglas Osborne | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waddell & Reed | — | 02-05-2014 |
| Benjamin E. Vanderpool | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $50 | 02-07-2014 |
| Heather Jones Gardner | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Trustwell Financial Advisors, LLC | — | 02-07-2014 |
| Jeremy Lansat | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $150 | 02-14-2014 |
| Joel Lansat | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | — | 02-14-2014 |
| Ligia Silva Di Nallo | Merrill Lynch, Pierce, Fenner & Smith Incorporated | RBC Capital Markets, LLC | — | 02-26-2014 |
| William Robert Cloud | Merrill Lynch, Pierce, Fenner & Smith Incorporated | PNC Investments | — | 04-10-2014 |
| Grant L. Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated | MetLife Securities Inc. | — | 04-14-2014 |
| Kimberly Ann Schimkus | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Next Financial Group, Inc. | — | 04-23-2014 |
| Debby Jane Minot | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Csfbdirect, Inc. | — | 05-07-2014 |
| Pedro Nel Montoya | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Western International Securities, Inc. | — | 05-23-2014 |
| Robert Earl Tollett | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fidelity Brokerage Services LLC | — | 06-02-2014 |
| Beau Christopher Moyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated | PNC Investments | — | 06-16-2014 |
| Michael E Magsalin | Merrill Lynch, Pierce, Fenner & Smith Incorporated | PNC Investments | — | 06-18-2014 |
| George Cole Philhower III | Merrill Lynch, Pierce, Fenner & Smith Incorporated | PNC Investments | $25 | 06-23-2014 |
| Christopher Timothy Kelly | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 06-24-2014 |
| Rachel Golden | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin/Templeton Distributors, Inc. | — | 07-10-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
