Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony ScicchitanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAustin Atlantic Capital Inc.06-30-2011
Peter Michael Krones, William J. LiebowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-15-2011
John Gerard BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-15-2011
John Burns, William Liebowitz, Peter Krones, John ForgatchMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$27707-18-2011
Oscar E OrregoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrimac Corporate Securities, Inc.08-08-2011
Moritz Clemens MewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-08-2011
Adam Jason RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2011
Narciso Or Nathan ChersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-12-2011
Liudmila BroichMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-13-2011
Matthew D. KutnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-20-2011
Robert Allan DanionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
George Anthony DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedConvergent Wealth Advisors, LLC$10009-29-2011
Craig Edward KoppMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$1010-03-2011
Andrew John HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2011
Marlon Del MilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Securities Corporation10-03-2011
Cesar R OteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Trace Ryan ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-03-2011
Matthew Allen JoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Vitaly TkachenkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation10-03-2011
Robert Sidney LesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2011
Jose A De La LamaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$5010-07-2011
Meryl Anne CharnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.10-10-2011
Daniel A. Yates Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedGarden State Securities, Inc.10-24-2011
Ryan Zachary WesterburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-28-2011
Garrett S. CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2011
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Showing 151 to 175 of 532 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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