Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby S. DungeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-13-2010
Adam Christopher BollenbackMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC03-07-2016
Adam Jason RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2011
Adam M SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC11-01-2011
Adam Michael FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-25-2018
Adam Michael HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-26-2015
Adam WertheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSchwab Private Client Investment Advisory, Inc.05-03-2016
Adam WertheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-27-2011
Adriana DemianewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-31-2012
Agnes Yadira AponteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2014
Alan Howard BluesteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$9505-15-2017
Alan Roger JardelezaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFranklin/Templeton Distributors, Inc.$10002-21-2012
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Albert Sidney HancockMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-18-2017
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Alberto Fernando CosioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$1008-10-2009
Alec Matthew LindenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-21-2009
Alejandro Antonio Ayaviri CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2016
Alejandro MalbranMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.12-15-2011
Alex Robert BeguiristainMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.09-25-2013
Alexander A. VillacampaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC02-26-2015
Alexander Bruce GourlayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2011
Alexander Robert GorntoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.04-02-2015
Alfonso Gustavo GuerreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Alfonso JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-31-2011
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Showing 1 to 25 of 1,066 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.