Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jason RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2011
Adam Michael FriedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.01-25-2018
Adam WertheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSchwab Private Client Investment Advisory, Inc.05-03-2016
Alan Howard BluesteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$9505-15-2017
Albert David Hutzler IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-05-2015
Alberto Enrique BoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC08-23-2016
Alberto Fernando CosioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$1008-10-2009
Alexander Robert GorntoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.04-02-2015
Alfonso JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-31-2011
Ali AbbasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.11-07-2014
Alina Esther TheobaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Allan Charles SmallMerrill Lynch, Pierce, Fenner & Smith IncorporatedIndependent Financial Partners07-13-2018
Allen Lee Sasser Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-05-2012
Alvaro Alfredo QuinteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-08-2017
Amanda T. RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedInnovation Partners LLC$50009-24-2019
Amory Charles SandersMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Andrea ZevallosMerrill Lynch, Pierce, Fenner & Smith IncorporatedG.F. Investment Services, LLC04-13-2018
Andres AlminanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2016
Andrew Cappello, Christie RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$37807-13-2012
Andrew David WinakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-21-2016
Andrew Dominic WilkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Investments Distributor, LLC08-19-2015
Andrew James RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2013
Andrew John HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2011
Andrew Nelson Cappello Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-23-2017
Andrew Nelson Cappello, Christie Diane RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-12-2012
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Showing 1 to 25 of 531 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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