Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean Thomas LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-29-2010
Quinn Anthony SchafferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-13-2011
Owen John TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-06-2012
Daxx K. TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-31-2012
Andrew James RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2013
Carlos Ernesto MoisaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-23-2014
Hermes Gustavo Conesa BarrionuevoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-19-2014
Nathaniel L SchultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-14-2015
Samuel C McclureMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2016
Edward Lowry Moore Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-02-2016
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10007-22-2016
Trevor BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2016
Steven Michael RennMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-04-2017
Luciano S. Di ClaroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$30004-06-2018
Erin Gail DooleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-28-2019
Matthew Blake FriedopferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2019
Darrun Jean-Luc MohanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-18-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.