Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Moritz Clemens MewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-08-2011
Trace Ryan ShapiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-03-2011
Paul Nicholas Schmidt IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-06-2011
Allen Lee Sasser Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-05-2012
Mathew William TysonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-25-2013
Kyle Andrew StanutzMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-26-2013
Robert Earl TollettMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-02-2014
Michael M. CollettMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-10-2015
Michael Anthony Tartaglia IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-26-2016
Brian G. DideaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-20-2016
Emina PalislamovicMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-03-2016
Anthony Andrew FerranoloMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-31-2016
Clayton Emeil BobingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-01-2016
Joshua David GrahamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-01-2016
Elizabeth Grant PropheteMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-19-2016
Matthew Beresford RumbleMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-14-2016
Blake Gary CullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-08-2016
Daniel Craig UmplebyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-19-2016
Jessica Hillery SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-21-2016
Sania Azhar ZaidiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2017
Prescott Bevier RoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-21-2017
Derek AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-15-2017
Corey William JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-04-2017
Nicholas Lee DosenMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-09-2017
Sean Scott FortenberryMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-21-2017
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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