Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dylan Robert LantryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC11-16-2016
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Vanessa J StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-27-2018
Robert Kevin MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-15-2017
Andrew J. MasseoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10012-03-2015
Jay L. GeaslenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$19404-08-2013
Scott McQuilken, Richard ReasonerMerrill Lynch, Pierce, Fenner & Smith IncorporatedArkadios Capital$14009-15-2017
Michael Mcteer ViersMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-14-2015
Christopher George BartonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-07-2011
Kevin Patrick BourkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBessemer Investor Services, Inc.03-22-2018
Samuel Eugene Tyson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.$10001-08-2016
Tiffany Nicole McwhorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCannon Securities, Inc.08-07-2014
Robert G. CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarter, Terry & Company, Inc.01-27-2012
Alexander S GarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedCaymus Securities LLC12-09-2009
Patrick G. HojanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$15004-24-2019
Caleb Alexander TuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-19-2017
Brian John Mcgill IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$10011-09-2010
Maceo Samuel SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50002-27-2009
Benjamin Alexander Oxnard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-16-2009
James Russell MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-16-2009
Scott Coleman DozierMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25001-16-2009
Theodore J ClimoMerrill Lynch, Pierce, Fenner & Smith IncorporatedClimo Capital Management, Inc.09-21-2012
Adunni M. Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Sean Patrick ReardonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company04-05-2012
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
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Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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