Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam D. EpsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Adunni M. Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-30-2010
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2016
Allan Neil HamerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Amy Lynn CorbittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1005-16-2014
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Andrew Eric KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2012
Andrew J. MasseoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$1012-03-2015
Antonio Peter ConticelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2012
Barbara D. BartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-17-2009
Barrett CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$1007-09-2014
Becky SkinnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.04-27-2012
Bradley Paul CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-27-2013
Brett Michael WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-04-2012
Brian Jaromir MarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-23-2016
Brian Joseph O'SheaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-16-2014
Brian S CoulterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Bryan Christopher ChitwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Carla WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1007-31-2015
Charles Tudor LaughlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-27-2009
Chris Peter Sotus, Michael Earl McCullough, Julian A. JarmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-29-2011
Christopher Curtis GabrielMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-20-2009
Dana William LyonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrivate Wealth Counsel, LLC05-23-2011
Daniel Enrique MercadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-29-2011
Next Page »

Showing 1 to 25 of 117 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.