Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adunni M. Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-30-2010
Alan Jay CohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedProEquities, Inc.01-29-2016
Alexander D WattsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2016
Alexander S GarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedCaymus Securities LLC12-09-2009
Amy Lynn CorbittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10005-16-2014
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25010-31-2017
Andrew David SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-06-2017
Andrew Eric KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10005-23-2012
Andrew J. MasseoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10012-03-2015
Anthony Joseph Modica Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-20-2009
Antonio Peter ConticelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-10-2012
Ashley Corbin DentMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-06-2019
Aubrey Dexter ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-29-2010
Aubrey Randolph AlfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$15010-27-2010
Babatunde Micheal AiyegbusiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPeople's Securities, Inc.12-03-2015
Barbara D. BartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-17-2009
Barbara Louise SawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$50001-09-2018
Barrett CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10007-09-2014
Barry Michael Cohen Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$10010-27-2010
Becky SkinnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$10004-27-2012
Benito Canales IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-22-2019
Benito Jr Canales IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-01-2014
Benjamin Alexander Oxnard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-16-2009
Benji Sheppard McLeod Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-11-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.