Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Marvin HarperMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors10-10-2018
Cory John VioletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC06-11-2018
Shawn David LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-28-2017
Sarah Rose BrowningMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Global Investors U.S. LLC06-24-2016
Jake Kent WaddoupsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-27-2016
Lorraine Megan RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-05-2015
Jacob West StalnakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedGlobalist Capital, LLC07-15-2014
Bert Wayne EllisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-14-2012
Matthew Ashley LymanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-15-2011
Heather Marie BolsterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-15-2011
Clark Clifford SmallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC08-23-2010
David Grier Dellinger IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2010
Judith L BranchMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-19-2010
Jeffrey Lewis SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5009-12-2014
Aaron Jonathan DykasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$22703-08-2017

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.