Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam WarkenthienMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-23-2020
Andre LeverettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-20-2020
Kevin Carlton HarveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-03-2020
Matthew Ian ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2020
William Ross CristMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Eric Robert DusseaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-26-2020
Otis HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2019
Joseph Curtis HucklebyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-04-2019
William Michael EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-23-2019
John Andrew GottwaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation10-14-2019
Leanne Nicole ZappiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2019
Christian Aguilar CoronadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-12-2019
Sameer Abrar SaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-24-2019
Carter Alan RaleighMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-23-2019
Julie K LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Garrison William SchillingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Charles Curtis RobeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-21-2019
Lafayette Kyle FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-17-2019
Elias SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanctuary Advisors, LLC$105-31-2019
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Jared Michael CanterburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2505-17-2019
Thomas Joseph BiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedMidwestern Securities Trading Company, LLC05-17-2019
Eric William LichtenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-26-2019
John Charles BochniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-26-2019
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Showing 1 to 25 of 396 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.