Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Harper BesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Erika Lynn GrimMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Celeste Fine CenterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Michael James WollbrinkMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Daniel Austin FriesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Maydene Patricia MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Marshall Allen BlakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Sharon J. CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
David Samuel FurlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Jesse Joseph HerrMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
James M CorriganMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Justin Ryan FisterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Michael Patrick AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Giulio Joseph LiotineMerrill Lynch, Pierce, Fenner & Smith IncorporatedZacks Investment Management, Inc.11-06-2009
Michelle Jacquelyn PlaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvesco Capital Markets, Inc.04-29-2010
Brian RocheMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvesco Distributors, Inc.07-30-2010
Chad E FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-08-2010
Thomas Leonard FlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Securities LLC11-01-2010
Zachary Imes ButlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-12-2010
Roy Edward Gray, Linwood Nile GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-03-2010
Monica Jill GuttmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2011
Robert Douglas FoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.02-11-2011
Patricia Mary MulcahyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-18-2011
Kevin LongoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-18-2011
Ronnie P. JesseMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-04-2011
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Showing 26 to 50 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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