Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek W McGeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-13-2013
James Francis Armstrong Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-08-2013
William Michael ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-08-2013
Timothy D. WarnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.11-18-2013
Patrick Raymond CrowleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-18-2013
Fadi FarhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedOlive Tree Wealth Management, LLC12-10-2013
Matthew P NiesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-10-2014
Andrew Wayne JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Retirement Group, LLC04-28-2014
Jeremy M. KellemMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-02-2014
Suzanne AustinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJPMorgan Chase & Co.$15007-09-2014
Brett Jacob JenneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-20-2014
Josef Hunter WeberMerrill Lynch, Pierce, Fenner & Smith IncorporatedB. C. Ziegler and Company08-22-2014
Joseph Otto KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation10-01-2014
Nazanin SaidiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-02-2014
Gerald A McCabeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-03-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$50010-10-2014
Steven Coleman, Rajeev Rathi, Kanwar Manjot SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2510-10-2014
Cristian Benjamin HiritMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-20-2014
Noel Diehl ThelanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-23-2015
Joel James MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-19-2015
Dean Charles TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-19-2015
Brian T AbrahamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-24-2015
Kirk Douglas GipsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-24-2015
Heather Michelle SchumacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-24-2015
Eric William BerlsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBerls Asset Management LLC04-29-2015
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Showing 76 to 100 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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