Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam GhantousMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-13-2016
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Alden N. Sulger IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNomura Securities International, Inc.02-27-2017
Amelia A. BineyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-12-2017
Amiel VolinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC05-04-2018
Amy E. KalasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-27-2016
Andrew Wayne JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Retirement Group, LLC04-28-2014
Annie Q. ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedIASG Alternatives, LLC04-02-2018
Anthony Jason SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.09-15-2009
Anthony Jon SegobianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-16-2009
Benjamin John BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-05-2018
Brad A. BartelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestment Professionals, Inc.$2503-07-2016
Brad Francis WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Bradley Cameron GinesMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-06-2017
Bradley Nathan WissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-15-2016
Brent Devon GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-26-2018
Brett Jacob JenneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-20-2014
Brian F. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-21-2017
Brian Michael Ahern, Jeff T LesniewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-22-2012
Brian RocheMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvesco Distributors, Inc.07-30-2010
Brian T AbrahamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-24-2015
Brian Thomas RyderMerrill Lynch, Pierce, Fenner & Smith IncorporatedTradewise Advisors, Inc.07-27-2016
Bruce Lee, Jim HoesleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Wealth Services$1,20010-31-2011
Bryan E. StallardMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-04-2015
Burdette Henri Martin IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments07-14-2017
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Showing 1 to 25 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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