Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thomas CalfeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-15-2009
James Royal Kirchner Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-19-2009
John Q SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-14-2009
James Harold DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-15-2009
Jeffrey J MorseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$16810-15-2009
James Paul BeickertMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50010-15-2009
Isaac Mrose LibermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2009
Monica Jill GuttmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-18-2011
Kevin LongoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10002-18-2011
Patricia Mary MulcahyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50002-18-2011
Jeffrey Richard RezzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-07-2011
Charles Phillip WursterMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-01-2011
David D. FitzgarraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50007-01-2011
Henry G. Latimer IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2011
Sharon Mine HidakaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-14-2011
Zachary Frank MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50006-22-2012
Tom TempleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$20010-18-2012
James Francis Armstrong Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-08-2013
William Michael ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50011-08-2013
Amy Ann CramerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-30-2014
Matthew P NiesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-10-2014
Brian Mitchell MurpheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-09-2014
Mark Charles GormanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-23-2014
Chandra Maria Margaret FederleMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10010-10-2014
Steven ColemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$25010-10-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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