Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Chamberlin McGoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-05-2019
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-08-2017
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10010-01-2014
Sarah Jane EderMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.01-24-2013
Kristopher Earl ComarMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-20-2011
Benjamin Robert BurbedgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50008-21-2009
John C. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50001-09-2009
Matthew Eric FryMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network$12806-11-2014
Martin Rice Beau BarrettMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid A. Noyes$24009-28-2018
Levi John HendershottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-11-2014
George H SuhrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2013
Derek S McnewMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.09-30-2016
Bradley Allen WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$10006-28-2013
Arec Wayne LigonMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.10-25-2018
Randall K BrackMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestors Capital Corp.01-16-2014
Terry Alexander WheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestors Capital Corp.01-15-2014
Mary Ellen BackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15008-15-2014
Byron Lee StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$10012-07-2009
Matthew Aaron KnoblauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10009-06-2019
Alec Elias RosarioMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10010-02-2017
Brant Ray CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-07-2016
Bethany YoungsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-27-2016
Jacob StatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-19-2015
Steven Michael YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15003-09-2012
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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