Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clark Anthony HoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors09-11-2019
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-17-2019
Chase Thomas KeelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.05-13-2019
Nicholis Jay ColeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.04-29-2019
Brian Stephen PielMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company01-18-2019
Clifford Brice MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2018
Gabriel Scott ParhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-22-2017
Stephen Kent SwansonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC$20010-30-2017
Michael Callen BanesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-02-2017
Sydney Lee PembertonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-07-2016
Amy Jean AndersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC$10002-20-2015
Kevin Paul FrevertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.01-21-2015
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-03-2014
Bill Joseph McmahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-04-2014
Isaac David NorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-23-2013
Cathy Jo ReynosoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10011-30-2012
Matthew Todd GelsheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50011-26-2012
John Glenn HesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25008-13-2012
Ray Allen PickettMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.$10007-18-2012
Stephanie Sue ClayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-29-2012
Lucas Jaeger UlrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Institutional Investments Inc.05-25-2012
Spencer Curtis ChristiansenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-09-2012
Stephen Charles MinshullMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2012
Jonathan A DoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.02-03-2012
Brian Christopher CasebeerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10012-05-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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