Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy DEAN MavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC11-05-2010
Terence Michael SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-17-2019
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-03-2014
Scott B RobisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCBIZ Investment Advisory Services, LLC05-21-2020
Matthew Todd GelsheimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-26-2012
Kevin Paul FrevertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.01-21-2015
Kevin Coffey BlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC02-25-2011
John HesserMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2508-13-2012
Guy Cameron ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.03-13-2015
Gabriel Scott ParhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-22-2017
Eva Maria BallesterosMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC05-11-2020
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC$2509-07-2010
Deidra Rae HunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC02-25-2011
Darin Noel ShankMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10009-18-2009
Clark Anthony HoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors09-11-2019
Chase THOMAS KeelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Century Investment Services Inc.05-13-2019
Amber Nicole GriffisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC02-25-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.