Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarriet Burnell BluittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital One Investing, LLC09-10-2018
Aundeah Joann KearneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedGradcents, LLC08-28-2018
Timothy Joel DahlbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments04-06-2018
Morell S. Crane IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-04-2018
Wynston Douglas MackieMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-02-2018
Parker Christian LapeyreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-30-2017
Mary Mccowen LeblancMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-29-2017
Donald Laskey NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-26-2016
Raeann Marie SarsfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Distributors, LLC07-08-2016
Brady J AymondMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-06-2016
Patrick CavanaughMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.05-27-2016
Don Gene Banks Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-23-2016
Clifton Alan MountMerrill Lynch, Pierce, Fenner & Smith IncorporatedHancock Whitney Investment Services Inc.$1008-24-2015
Cullen Gordon HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-16-2015
Chad Joseph David, Samuel J Robertson Jr., Chelsea Renee SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$35006-18-2015
Brandon Clay JustusMerrill Lynch, Pierce, Fenner & Smith IncorporatedFPL Asset Management, LLC05-01-2015
Michael K RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-03-2015
Jon Scott Gwatney Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-03-2014
Mark Edward ChachereMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2014
Megan G. Feulner HauserMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.09-29-2014
Charles VailMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.04-23-2014
Brian Thomas FenelonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$32602-14-2014
Preston Joseph PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2013
Chad A MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC11-14-2012
Walker Holloway JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-28-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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