Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Scott McmanusMerrill Lynch, Pierce, Fenner & Smith IncorporatedAarp Financial12-21-2010
Hannah LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Mogahed M. IbrahimMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC11-01-2016
David Michael LaheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedALPS Distributors, Inc.01-05-2011
James Stuart BranscombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10010-20-2017
Brieanne Hamelin DaceyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-08-2013
Jeffrey D DonovanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50012-09-2011
Michael John HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25002-26-2010
Scott CabanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25002-08-2010
Erich P. FradenburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmundi Pioneer Distributor, Inc.06-14-2018
Nicolas Souffrant Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.06-25-2012
James Earl SaturneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
Wendy Jill KarkoskaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-26-2018
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Peter Johnathan TigheMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2016
Matthew Harrison HobanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-12-2015
Brian KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBallentine Partners04-30-2018
Timothy Frederick KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Patrick J. DelahuntyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Brian John KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Joseph Patrick BohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBNY Mellon Securities Corporation$15009-01-2011
Ashley R. McHarrieMerrill Lynch, Pierce, Fenner & Smith IncorporatedCabot Wealth Management02-07-2015
Stephen Peter MelzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCanaccord Genuity Securities LLC$10005-22-2012
Stephanie Lynn CadenheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-11-2018
Matthew S GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-12-2015
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Showing 1 to 25 of 279 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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