Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dariusz Z DomanskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5001-15-2009
Martin Barry StocklanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-09-2009
Vivek MehraMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-20-2009
Joseph Cameron MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC06-18-2009
Charles David Kaye IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-24-2009
Donald Michael DanielsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2009
Phillip Pierre ClosuitMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Isaiah D DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-15-2009
Paul Stephen BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1009-25-2009
Ricardo R. SantosMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-26-2009
James Allen BodeMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Capital, Inc.11-30-2009
Chris Reynolds MilletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-14-2010
Kathleen Eleanor HegenbartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-05-2010
Scott CabanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-08-2010
Patrick Joseph McguireMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC02-15-2010
David Rowen ReillyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities02-26-2010
Michael John HoldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-26-2010
Louise FallonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$104-01-2010
Todd Christopher BeatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-28-2010
Michael Lewis KantrowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeerink Partners LLC06-17-2010
John Franklin Curtis IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSun Life Financial Distributors, Inc.06-18-2010
Christopher Pierce BunnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Financial Services LLC06-25-2010
Adam Joseph SureauMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-04-2010
Albert John MakkayMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC08-06-2010
John Phillip McabeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15008-06-2010
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Showing 1 to 25 of 231 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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