Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natalie Ann ConnellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.08-18-2016
William B BarryMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Leaders Group, Inc.09-02-2016
Robert Daniel WhitfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-05-2016
Mogahed M. IbrahimMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC11-01-2016
Leland G MindnichMerrill Lynch, Pierce, Fenner & Smith IncorporatedSummit Brokerage Services, Inc.12-15-2016
Brenden Matthew HagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-20-2016
Philip Mackenzie MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeigh Baldwin & Co., LLC01-20-2017
Sharon KaplutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Marc A. MarottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPutnam Retail Management Limited Partnership03-30-2017
Kevin William SchaefferMerrill Lynch, Pierce, Fenner & Smith IncorporatedPutnam Retail Management Limited Partnership04-03-2017
Delphine Theroux GarneauMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2017
Karen L. Fechtor-KritzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-12-2017
Brian Matthew CarolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-28-2017
Nicholas M. LuiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-30-2017
Christopher Albert TarantinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedFisher Investments06-08-2017
Maryann Knight EkbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-09-2017
Nicholas George DippelMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-09-2017
Kenneth George O'TooleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.06-19-2017
Brendan Edward CallahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMoors & Cabot, Inc.07-06-2017
Molly Dever LyonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network07-06-2017
Jane FaccendaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-11-2017
Michael Robert DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-18-2017
David Adam DorayMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-21-2017
Tyler J. MorlongMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities Service Network, LLC08-03-2017
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Showing 151 to 175 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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