Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle B. CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC01-08-2019
Matthew SmolkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC01-11-2019
Mary Elizabeth HelineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-25-2019
Janine Deforge OlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-15-2019
Christopher Paul ArriggMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments$50006-11-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Reeze Chinsum LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-29-2019
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Showing 201 to 209 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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