Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol J. MarloweMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-29-2011
Casey FreemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Charles David Kaye IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2009
Chelsea BottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Republic Securities Company, LLC07-24-2018
Christine K. ChangMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christine Nicole LottMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-15-2016
Christopher Albert TarantinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedFisher Investments06-08-2017
Christopher Allen McCauleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
Christopher Edward DewhirstMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christopher Joseph BiottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNeuberger Berman LLC07-23-2012
Christopher Michael ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-23-2017
Christopher Paul ArriggMerrill Lynch, Pierce, Fenner & Smith IncorporatedPurshe Kaplan Sterling Investments$50006-11-2019
Christopher Phong PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-01-2017
Christopher Pierce BunnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Financial Services LLC06-25-2010
Christopher Stephen JoyceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Investments Institutional Services Company, Inc.10-27-2017
Daniel Gary ParisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-04-2018
Daniel GrammelMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Daniel Peter LattanziMerrill Lynch, Pierce, Fenner & Smith IncorporatedState Street Global Advisors Funds Distributors, LLC08-12-2015
Dariusz Z DomanskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5001-15-2009
David Adam DorayMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-21-2017
David CampisanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-07-2017
David Gerard O'BrienMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
David Guy CapelleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMFS Fund Distributors, Inc.12-23-2011
David Paul SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Deborah Ann FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2016
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Showing 26 to 50 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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