Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph AreanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Robert Leo Connelly Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Robert Michael Matluck, Lee Bailey Konopka, Todd Andrew StankiewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Ronald George BernardMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Sandra Tischler SanerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Scott CabanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2502-08-2010
Scott Douglas BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2012
Sean Christian CoreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-28-2011
Sean Patrick DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Sharon KaplutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
Stephan ThelusmeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Stephen Joseph DiCarlo JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMFS Fund Distributors, Inc.12-03-2015
Stephen K. WahomeMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-26-2018
Stephen Michael RuvitusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-27-2013
Stephen Peter MelzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCanaccord Genuity Securities LLC05-22-2012
Stephen Ronald VacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd StankiewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.$1,00009-27-2013
Steven J GendronMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-21-2013
Surafeal WoldayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-31-2018
Sylvia Sook HanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1003-19-2013
Teresa Lynn SwimmMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$5011-18-2015
Thomas Carmine AurigemmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Timothy Frederick KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Timothy James HavernMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-29-2016
Todd Matthew KobelskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 176 to 200 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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