Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristine N. GaumnitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.07-17-2019
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Mary Elizabeth HelineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-25-2019
Matthew SmolkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC01-11-2019
Kyle B. CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC01-08-2019
James Earl SaturneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-06-2018
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-06-2018
Carlos Ramon CarrionMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-23-2018
Chelsea BottaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Republic Securities Company, LLC07-24-2018
John Robert VanasseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC07-17-2018
Stephen K. WahomeMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-26-2018
Michael Gregory SextonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-18-2018
Cameron Zachary TytulaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-18-2018
Hiep Quoc NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-15-2018
Erich P. FradenburgMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmundi Pioneer Distributor, Inc.06-14-2018
Surafeal WoldayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-31-2018
Dillon Jacob GeelanMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-09-2018
Brian KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBallentine Partners04-30-2018
Daniel Gary ParisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-04-2018
Marcell Sherman RobateauMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-26-2018
Emily Anne MullaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC03-07-2018
David CampisanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-07-2017
Michael Lee LauraMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvesco Distributors, Inc.11-29-2017
Christopher Phong PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-01-2017
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Showing 1 to 25 of 208 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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