Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Hongmei Li | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aegis Capital Corp. | — | 06-14-2019 |
| James Earl Saturne | Merrill Lynch, Pierce, Fenner & Smith Incorporated | AXA Advisors, LLC | — | 12-06-2018 |
| Wendy Jill Karkoska | Merrill Lynch, Pierce, Fenner & Smith Incorporated | AXA Advisors, LLC | $100 | 11-26-2018 |
| Kristine N. Gaumnitz | Merrill Lynch, Pierce, Fenner & Smith Incorporated | BofA Securities, Inc. | — | 07-17-2019 |
| Oleksandr Markin | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Citizens Securities, Inc. | — | 11-06-2018 |
| Mary Elizabeth Heline | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | — | 01-25-2019 |
| Chelsea Botta | Merrill Lynch, Pierce, Fenner & Smith Incorporated | First Republic Securities Company, LLC | — | 07-24-2018 |
| Kyle B. Carney | Merrill Lynch, Pierce, Fenner & Smith Incorporated | John Hancock Funds, LLC | — | 01-08-2019 |
| Calixto Perez | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | — | 07-02-2019 |
| Janine Deforge Olson | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | $25 | 05-15-2019 |
| Carlos Ramon Carrion | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | — | 10-23-2018 |
| Christopher Paul Arrigg | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Purshe Kaplan Sterling Investments | $500 | 06-11-2019 |
| Matthew Smolko | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santander Securities LLC | — | 01-11-2019 |
Showing 1 to 13 of 13 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
