Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Mangiaracina JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-19-2010
Frank SantiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Life Financial Services, LLC10-22-2012
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2503-22-2010
Jorge Alfredo AmyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.04-26-2016
Loren Joseph GlaserMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC$2503-03-2020
Semene Anne GildenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC12-10-2019
Seth Charles SederstromMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.12-20-2019
Laith M LayousMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.07-05-2016
Cynthia R BarbieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-27-2011
Stacee Bain CrittendenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
William Augustine Boykin IvMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-28-2009
Robin S SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Nicholas R SebastianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-28-2009
Raymond Joseph SheedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Michael Robert FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-14-2009
Gerald Elwood BrittonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-20-2009
Darric N BoydMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15002-20-2009
Donald Wayne Kellerman JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-12-2009
David Michael SotskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCity National Securities, Inc.$15009-30-2011
Peter Finley DunneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCity National Securities, Inc.$5009-29-2011
Bruce Russell WallMerrill Lynch, Pierce, Fenner & Smith IncorporatedConvergent Wealth Advisors, LLC$15009-29-2011
Charles Wi RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedConvergent Wealth Advisors, LLC09-29-2011
Maria Cecelia HeimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-20-2013
Connor FlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-22-2017
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.