Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Andrew UnikelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-02-2009
James Phillip LillieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
William Chance BenassiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5001-16-2009
Steven GREGORY YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Melissa Diane HarboldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Donald Wayne Kellerman JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-12-2009
Gerald Elwood BrittonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-20-2009
Darric N BoydMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15002-20-2009
Ellen D ShieryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-20-2009
Michael Robert FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-14-2009
Raymond Joseph SheedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
William Augustine Boykin IvMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-28-2009
Robin S SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Nicholas R SebastianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-28-2009
Stacee Bain CrittendenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
Leonard Mangiaracina JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-19-2010
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2503-22-2010
Thomas GAITHER BAILLIERE FinneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWilmington Brokerage Services Company03-31-2010
John Patrick MclaughlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohnston, Lemon & Co. Incorporated$8704-09-2010
Jules Todd AxelrodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2010
Jeremy Christian KoberMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC08-20-2010
Adam BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-20-2010
Shawn Justin HalseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Donald K Dearie IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-10-2010
Jessica CostelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2010
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.