Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2506-10-2011
Adam Francis BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-20-2010
Adrienne C. Smith-DellingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2016
Alexander M SuppleeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-02-2016
Alexander Theodore CostosMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.04-09-2014
Alicia Joy AzlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Andrew Clark KahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-17-2012
Andrew Joseph BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.08-01-2018
Andrew Roger Brooks Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.02-08-2016
Andrew VenezieMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-02-2019
Anna G. NewtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-02-2011
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Anthony Joseph BredwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-10-2011
Ashley Tanner LazarewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-23-2011
Autumn M. SowdersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2015
Barry Elijah WombleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-05-2016
Beatriz CasadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-16-2017
Benjamin Thomas JollyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSignator Investors, Inc.08-09-2013
Bennett Reitzel FletcherMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-14-2019
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
Beverley Stewart BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-22-2010
Bradley Adam MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Bradley Scott JurikMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-16-2015
Brandon M Phillip-CheeksMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.10-11-2017
Brendan Matthew O'ConnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-11-2011
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Showing 1 to 25 of 215 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.