Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel R FelixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-25-2020
Jonathan Campbell HatfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-23-2020
Nabil ShurafaMerrill Lynch, Pierce, Fenner & Smith IncorporatedHantz Financial Services, Inc.06-10-2020
Brianna Ashley DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2020
Sonya renee niewiekMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-20-2020
Nameer Wisam HannaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquity Services, Inc.03-10-2020
Jay B HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.12-02-2019
Scott Paul FrushMerrill Lynch, Pierce, Fenner & Smith IncorporatedClarfeld11-27-2019
Jesse Albert Parsley JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC$1010-15-2019
Devin EllisMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-19-2019
Mandi Lynn ShellenbargerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company08-02-2019
Devin A WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-18-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Aroson M RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Chad Brian SpeziaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-16-2019
Michael James BorenMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC04-18-2019
Dean JanceskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-12-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-13-2019
Rennia Clarice DombrowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-06-2019
Mark Edwards AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.01-18-2019
Andrew Huston McguireMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlante Moran Financial Advisors12-20-2018
James Taylor BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVintage Financial Services LLC12-04-2018
Ronald Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Karla Linette WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-28-2018
Omar El GothamyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-14-2018
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.