Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Gerard Panski IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.$15005-20-2016
Joseph G. SakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.10-22-2012
Craig Stiles, Gregory Miller, Nathan ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25609-13-2019
Edward Walterhouse, Ryan FarisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$17508-09-2019
Jacob P WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-04-2014
Jesse Albert Parsley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10010-15-2019
Matthew C MoceriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-29-2012
David J. GardinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-21-2012
William Robert MawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-24-2017
Michael Allen VanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.02-24-2012
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Michael Paul JergensMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.06-30-2011
Daniel D WludykaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-01-2011
Anthony Michael CollicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$50005-03-2010
Justin Aaron GoodwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCIG Securities10-14-2013
Gregory Ellis MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-13-2009
Peter Attila NagyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25001-30-2009
Maurice Byron HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.08-30-2017
Cherie Neveas CurryMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-15-2016
Salvatore VanadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-18-2016
Michelle M. RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Patricia Lee BromanMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities$25005-31-2016
Beth Lauren DeckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCSSC Brokerage Services, Inc.09-09-2014
Michael James CongletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.10-26-2012
Maria Jose BaronMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdelman Financial Services LLC$15008-31-2016
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Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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