Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-13-2019
Andrew Huston McGuireMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlante Moran Financial Advisors12-20-2018
James Taylor BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVintage Financial Services LLC12-04-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Michelle M. RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Justin Matthew CattaneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15006-25-2018
Omar El El GothamyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-14-2018
Tyler Bruce WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-07-2018
David Stuart Harden IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-16-2018
Benson S. FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-08-2018
Alec J. MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Philip Craig Welch IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-04-2017
Matthew S. TallmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.09-26-2017
Marcelo Naan Flores IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2017
Zakhele V. DhlaminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2017
Matthew Kyle BreznauMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.07-19-2017
Nicole Marie GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-03-2017
Ryan Paul MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-28-2017
William Robert MawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-24-2017
Bruce Kendall Ballard, Shaun Michael KosnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-02-2016
Antonino AluiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-02-2016
Stuart Raymond HigginsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLord Abbett Distributor LLC11-04-2016
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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