Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jay BornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-01-2010
Alec J. MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Andrew Huston McGuireMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlante Moran Financial Advisors12-20-2018
Andrew Marshall SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedL.M. Kohn & Company07-11-2013
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Anthony CostanzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.08-25-2015
Anthony Michael CollicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-03-2010
Anthony Michael ShaiebMerrill Lynch, Pierce, Fenner & Smith IncorporatedFunds Distributor, LLC09-23-2014
Antonino AluiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-02-2016
April M. ArmstrongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-24-2014
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Barry William BarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2502-19-2016
Benson S. FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-08-2018
Bradley C. BergerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-19-2013
Bradley Joseph Mikolajczyk, Nicholas John KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2011
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Bruce Kendall Ballard, Shaun Michael KosnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-02-2016
Bryan Charles KohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-03-2015
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Christopher Camden JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2015
Christopher George MalleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Cody James JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-12-2015
Dana M Arluna Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$1002-08-2010
Next Page »

Showing 1 to 25 of 123 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.